Verint Financial Compliance
Verint Financial Compliance

The financial trading landscape has evolved significantly, with a plethora of communication channels beyond voice, including chat, video calls, and screen sharing. Regulatory bodies are adapting by introducing new legislation to ensure recordkeeping, communication surveillance, and risk management in these dynamic environments. In response, Verint Financial Compliance™ offers an integrated, secure solution for capturing various forms of communication in financial trading and back-office settings, from voice to SMS, chat, video conferencing, and more. Compatible with leading communication systems, it enables automatic recording and comprehensive compliance across regulated users, aiding in adherence to stringent regulations such as MiFID II, MAR/MAD II, MAS, ASIC, Dodd-Frank, and others. Augmented by advanced data retention and governance capabilities, the solution facilitates efficient audit and regulatory compliance, enhancing overall risk management in financial firms.